Compliance Committee Charter
Financial Services Guide
The Aurora Funds group has an Australian Financial Services Licenses (AFSL) to manage wholesale and retail funds and operate managed investment schemes; Aurora Funds Management Limited AFSL No. 222110.
Aurora Funds Management Limited, as a responsible entity, maintains a compliance committee with two independent members (Mr Jim Hallam and Ms Kim Rowe). It is a member of the independent complaints handling body the Financial Ombudsman Service, Member Number: 11438).